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2024-04-23 14:56:55| Mondaq.Com

On April 15, 2024 the Criminal Division of the US Department of Justice ("DOJ") launched a pilot program to encourage voluntary self-disclosures by offering mandatory non-prosecution agreements...

Category: News and Media

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2024-04-23 14:53:25| Mondaq.Com

The US Securities and Exchange Commission ("SEC") recently settled charges against five registered investment advisers for violations of Rule 206(4)-1 ("Marketing Rule") under the Investment Advisers Act of 1940...

Category: News and Media

2024-04-23 14:53:25| Mondaq.Com

The US Securities and Exchange Commission ("SEC") recently settled charges against five registered investment advisers for violations of Rule 206(4)-1 ("Marketing Rule") under the Investment Advisers Act of 1940...

Category: News and Media

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