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Tag: united states
2020-07-02 01:42:32| Mondaq.Com
The Corporate Insolvency and Governance Act (the CIGA'), which came into force on 26 June 2020, introduces the most significant changes to English insolvency law in a generation.
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united
states
united states
2020-06-30 09:03:50| Mondaq.Com
On June 22, 2020, the New York Stock Exchange ("NYSE") submitted an amended proposal to the Securities and Exchange Commission ("SEC") that would modify existing NYSE rules...
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united
states
united states
direct
2020-06-30 09:01:22| Mondaq.Com
On June 25, the five regulatory agencies responsible for implementing the Volcker Rule approved a final rule that makes significant revisions to the "covered funds" provisions of the current...
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states
united states
covered
2020-06-30 05:50:38| Mondaq.Com
Certain of the items raised in this most recent risk alert have been the subject of recent SEC enforcement actions against private fund advisers.
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united
private
states
united states
2020-06-30 05:44:52| Mondaq.Com
Today we're updating our readers on new developments this month relating to three of our prior posts.
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united
states
united states
smith